The Securities and Exchange Commission

Printed on 22 May 2018 14:58
Equity ( 18 record(s) found)
Issuer Name/Offer NameSecurities TypeOffering TypeFiling PriceFiling Effective DateStart Offering DateEnd Offering DateFiling (Thai version only)
K.W. METAL WORK PUBLIC COMPANY LIMITED / K.W. METAL WORK PUBLIC COMPANY LIMITEDCommon shareIPO    
PRARAM 9 HOSPITAL PUBLIC COMPANY LIMITED / PRARAM 9 HOSPITAL PUBLIC COMPANY LIMITEDCommon shareIPO    
BG CONTAINER GLASS PUBLIC COMPANY LIMITED / BG CONTAINER GLASS PUBLIC COMPANY LIMITEDCommon shareIPO    
BBGI PUBLIC COMPANY LIMITED / BBGI PUBLIC COMPANY LIMITEDCommon shareIPO    
UBON BIO ETHANOL PUBLIC COMPANY LIMITED / By Existing ShareholdersCommon shareIPO    
UBON BIO ETHANOL PUBLIC COMPANY LIMITED / UBON BIO ETHANOL PUBLIC COMPANY LIMITEDCommon shareIPO    
SONIC INTEERFREIGHT PUBLIC COMPANY LIMITED / SONIC INTEERFREIGHT PUBLIC COMPANY LIMITEDCommon shareIPO    
THAI ENGER HOLDING PUBLIC COMPANY LIMITED / THAI ENGER HOLDING PUBLIC COMPANY LIMITEDCommon shareIPO    
OSOTSPA PUBLIC COMPANY LIMITED / By Existing ShareholdersCommon shareIPO    
OSOTSPA PUBLIC COMPANY LIMITED / OSOTSPA PUBLIC COMPANY LIMITEDCommon shareIPO    
Property / Infrastructure Fund ( 0 record(s) found)
Asset Management Company NameSupervisor Company NameFund NameFund Abbr. NameUnitPar PriceApproval DateFirst Sell Start DateFirst Sell End DateRemarkFiling (Thai version only)
Data not found
Debenture [Data will be displayed only 14 days after offering date] ( 41 record(s) found)
Issuer Name/Offer NameSecurities TypeOffering TypeNameFiling ValueFiling Effective DateStart Offering DateEnd Offering DateSpecial ConditionRemarkFiling (Thai version only)
COUNTRY GROUP DEVELOPMENT PUBLIC COMPANY LIMITEDDebenture - Long TermII/HNWCALLABLE SECURED DEBENTURES OF COUNTRY GROUP DEVELOPMENT PUBLIC COMPANY LIMITED NO. 2/2018 DUE 20201,000.00 20/06/201822/06/2018มีประกัน/ผู้ออกมีสิทธิเรียกไถ่ถอนก่อนกำหนด 
CK POWER PUBLIC COMPANY LIMITEDDebenture - Long TermIIDEBENTURES OF CK POWER PUBLIC COMPANY LIMITED NO 1/2018 TRANCHE 1 DUE 2021  15/06/201815/06/2018  
CK POWER PUBLIC COMPANY LIMITEDDebenture - Long TermIIDEBENTURES OF CK POWER PUBLIC COMPANY LIMITED NO 1/2018 TRANCHE 2 DUE 2023  15/06/201815/06/2018  
CK POWER PUBLIC COMPANY LIMITEDDebenture - Long TermIIDEBENTURES OF CK POWER PUBLIC COMPANY LIMITED NO 1/2018 TRANCHE 3 DUE 2028 WITH THE ISSUER'S RIGHT TO EARLY REDEMPTION  15/06/201815/06/2018ผู้ออกมีสิทธิเรียกไถ่ถอนก่อนกำหนด 
INDORAMA VENTURES PUBLIC COMPANY LIMITEDDebenture - Long TermII/HNWDebentures of INDORAMA VENTURES No. 1/2018 tranche 1 Due 2021  05/06/201807/06/2018  
INDORAMA VENTURES PUBLIC COMPANY LIMITEDDebenture - Long TermII/HNWDebentures of INDORAMA VENTURES No. 1/2018 tranche 2 Due 2023  05/06/201807/06/2018  
INDORAMA VENTURES PUBLIC COMPANY LIMITEDDebenture - Long TermII/HNWDebentures of INDORAMA VENTURES No. 1/2018 tranche 3 Due 2025  05/06/201807/06/2018  
INDORAMA VENTURES PUBLIC COMPANY LIMITEDDebenture - Long TermII/HNWDebentures of INDORAMA VENTURES No. 1/2018 tranche 4 Due 2028  05/06/201807/06/2018  
INDORAMA VENTURES PUBLIC COMPANY LIMITEDDebenture - Long TermII/HNWDebentures of INDORAMA VENTURES No. 1/2018 tranche 5 Due 2030  05/06/201807/06/2018  
INDORAMA VENTURES PUBLIC COMPANY LIMITEDDebenture - Long TermII/HNWDebentures of INDORAMA VENTURES No. 1/2018 tranche 6 Due 2033  05/06/201807/06/2018  
Mutual Fund ( 17 record(s) found)
Asset Management Company NameFund TypeFund NameFund Abbr. NameApproval DateFirst Sell Start DateFirst Sell End DateRemarkFiling (Thai version only)
BANGKOK CAPITAL ASSET MANAGEMENT COMPANY LIMITEDMutual FundBCAP Enhanced Low Vol ETFBLOVOL30/04/201810/05/201825/05/2018 
BBL ASSET MANAGEMENT COMPANY LIMITEDMutual FundBualuang Thanasarn Plus 14/18BP14/1814/05/201816/05/201822/05/2018 
BBL ASSET MANAGEMENT COMPANY LIMITEDMutual FundBualuang Thanasarn Plus 15/18BP15/1821/05/201823/05/201830/05/2018 
KASIKORN ASSET MANAGEMENT COMPANY LIMITEDMutual FundK Foreign Fixed Income 6 Months FA FundKFF6MFA14/05/201822/05/201828/05/2018 
KASIKORN ASSET MANAGEMENT COMPANY LIMITEDMutual FundK Foreign Fixed Income 1 Year EK FundKFF1YEK14/05/201822/05/201828/05/2018 
KRUNG THAI ASSET MANAGEMENT PUBLIC COMPANY LIMITEDMutual FundKTAM World Technology Artificial Intelligence Equity FundKT-WTAI15/05/201823/05/201830/05/2018 
KRUNG THAI ASSET MANAGEMENT PUBLIC COMPANY LIMITEDMutual FundKrung Thai Fixed Income FIF 185KTFF18511/05/201816/05/201822/05/2018 
KRUNG THAI ASSET MANAGEMENT PUBLIC COMPANY LIMITEDMutual FundKrung Thai Fixed Income FIF 186KTFF18617/05/201823/05/201830/05/2018 
KRUNGSRI ASSET MANAGEMENT COMPANY LIMITEDMutual FundKrungsri Good Life FundKFGOOD05/04/201825/05/201806/06/2018 
MANULIFE ASSET MANAGEMENT (THAILAND) COMPANY LIMITEDMutual FundManulife US Bank Equity FIFMN-USBANK17/05/201821/05/201828/05/2018 
Derivative Warrant [Data will be displayed only 7 days after offering date] ( 135 record(s) found)
Issuer Name/Offer NameNameAbbr. NameUnitFiling Effective DateStart Offering DateEnd Offering DateRemarkFiling (Thai version only)
บริษัท หลักทรัพย์ภัทร จำกัด (มหาชน)DERIVATIVE CALL WARRANTS ON SET50 INDEX ISSUED BY PHATRA SECURITIES PUBLIC COMPANY LIMITED LAST TRADING IN SEPTEMBER 2018 # AS5006C1809A6023/05/201825/05/201802/10/2018 
บริษัท หลักทรัพย์ภัทร จำกัด (มหาชน)DERIVATIVE PUT WARRANTS ON SET50 INDEX ISSUED BY PHATRA SECURITIES PUBLIC COMPANY LIMITED LAST TRADING IN SEPTEMBER 2018 # AS5006P1809A6023/05/201825/05/201802/10/2018 
บริษัท หลักทรัพย์ภัทร จำกัด (มหาชน)DERIVATIVE CALL WARRANTS ON IRPC PUBLIC COMPANY LIMITED ISSUED BY PHATRA SECURITIES PUBLIC COMPANY LIMITED LAST TRADING IN NOVEMBER 2018 # AIRPC06C1811A6023/05/201825/05/201806/12/2018 
บริษัท หลักทรัพย์ภัทร จำกัด (มหาชน)DERIVATIVE CALL WARRANTS ON KASIKORNBANK PUBLIC COMPANY LIMITED ISSUED BY PHATRA SECURITIES PUBLIC COMPANY LIMITED LAST TRADING IN NOVEMBER 2018 # AKBAN06C1811A6023/05/201825/05/201806/12/2018 
บริษัท หลักทรัพย์ภัทร จำกัด (มหาชน)DERIVATIVE CALL WARRANTS ON HOME PRODUCT CENTER PUBLIC COMPANY LIMITED ISSUED BY PHATRA SECURITIES PUBLIC COMPANY LIMITED LAST TRADING IN NOVEMBER 2018 # AHMPR06C1811A6023/05/201825/05/201806/12/2018 
บริษัท หลักทรัพย์ภัทร จำกัด (มหาชน)DERIVATIVE CALL WARRANTS ON SRISAWAD CORPORATION PUBLIC COMPANY LIMITED ISSUED BY PHATRA SECURITIES PUBLIC COMPANY LIMITED LAST TRADING IN NOVEMBER 2018 # ASAWA06C1811A6023/05/201825/05/201806/12/2018 
บริษัท หลักทรัพย์ภัทร จำกัด (มหาชน)DERIVATIVE CALL WARRANTS ON WHA CORPORATION PUBLIC COMPANY LIMITED ISSUED BY PHATRA SECURITIES PUBLIC COMPANY LIMITED LAST TRADING IN SEPTEMBER 2018 # AWHA06C1809A10023/05/201825/05/201803/10/2018 
บริษัท หลักทรัพย์ภัทร จำกัด (มหาชน)DERIVATIVE CALL WARRANTS ON SET50 INDEX ISSUED BY PHATRA SECURITIES PUBLIC COMPANY LIMITED LAST TRADING IN SEPTEMBER 2018 # BS5006C1809B6023/05/201825/05/201802/10/2018 
บริษัท หลักทรัพย์ภัทร จำกัด (มหาชน)DERIVATIVE PUT WARRANTS ON SET50 INDEX ISSUED BY PHATRA SECURITIES PUBLIC COMPANY LIMITED LAST TRADING IN SEPTEMBER 2018 # BS5006P1809B6023/05/201825/05/201802/10/2018 
บริษัท หลักทรัพย์เคจีไอ (ประเทศไทย) จำกัด (มหาชน)DERIVATIVE CALL WARRANTS ON COM7 PUBLIC COMPANY LIMITED ISSUED BY KGI SECURITIES (THAILAND) PUBLIC COMPANY LIMITED LAST TRADING IN SEPTEMBER 2018 # ACOM713C1809A10023/05/201824/05/201810/09/2018