สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์

Printed on 27 July 2021 06:29

In response to a number of tips and complaints about fraudulent solicitation of unauthorized securities and derivative business by which many of investors has been victimized, the SEC wishes to notify that legitimate businesses are required to receive license to undertake securities business or registered as securities business under the Securities and Exchange Act of 1992 and derivatives business under the Derivatives Act of 2003. List of licensed business can be found at License check

If you have enquiries about investment in securities and derivatives products or related services, please feel free to contact the SEC at 0 2263 6000 or complain@sec.or.th. In case of investment that likely to be a fraud or embezzlement with characteristics similar to Ponzi scheme and loan shark, investors may contact or report to Financial Crime Call Center 1359, Ministry of Finance.

To provide investors with information useful for making prudent decision before using investment services, the SEC has prepared a list of unlicensed or unregistered business from the traces and complaints received from investors and will keep the list update. In some cases, the name of unlicensed business may bear resemblance or possess similarity to one another; however, they may be or may be not related.

Investor Alert

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Investor Alert ( 158 record(s) found)
NameType of actionDisclosure DateLink
Smart IncomeUnlicensed securities and derivatives business21/07/2021
BitXUnlicensed digital asset business20/04/2021
SANAM THUNUnlicensed securities and derivatives business05/04/2021
 Unlicensed securities and derivatives business05/04/2021
 Unlicensed securities and derivatives business17/03/2021
 Unlicensed securities and derivatives business12/03/2021
Orange Global Invest CompanyUnlicensed securities and derivatives business23/02/2021
GOFX ThailandUnlicensed securities and derivatives business08/12/2020
Watson Vaughan and AssociatesUnlicensed securities and derivatives business27/11/2020
Holborn AssetsUnlicensed securities and derivatives business16/10/2020

Last updated on 26 July 2021