Investor Alert

In response to a number of tips and complaints about fraudulent solicitation of unauthorized securities and derivative business by which many of investors has been victimized, the SEC wishes to notify that legitimate businesses are required to receive license to undertake securities business or registered as securities business under the Securities and Exchange Act of 1992 and derivatives business under the Derivatives Act of 2003. List of licensed business can be found at License check

If you have enquiries about investment in securities and derivatives products or related services, please feel free to contact the SEC at 0 2263 6000 or complain@sec.or.th. In case of investment that likely to be a fraud or embezzlement with characteristics similar to Ponzi scheme and loan shark, investors may contact or report to Financial Crime Call Center 1359, Ministry of Finance.

To provide investors with information useful for making prudent decision before using investment services, the SEC has prepared a list of unlicensed or unregistered business from the traces and complaints received from investors and will keep the list update. In some cases, the name of unlicensed business may bear resemblance or possess similarity to one another; however, they may be or may be not related.

Investor Alert

Please enter search criteria

Type of Action

Name

Disclosure Date

Investor Alert ( 2017 record(s) found)

Name	Type of action	Disclosure Date	Link
เว็บไซต์ อ้างชื่อ ETRC classic	Unlicensed digital asset business	03/07/2024	เว็บไซต์ อ้างชื่อ ETRC classic Website : https://www.ascxs.com/home Facebook : Facebook ชื่อ happy sky Line : Line อ้างชื่อ อังคณา (แอม) (ID: @733fzjvy หรือ URL: https://lin.ee/txOlkXM), Line อ้างชื่อ Expert -Jitta ผู้เชี่ยวชาญ นาย จิตตะ เวลธ์, Line อ้างชื่อ Ethereum Service (URL: https://line.me/ti/p/35Nvg8ogYI) Address : N/A
Facebook page “Gold Online Futures - Hua Seng Heng” impersonates “HUA SENG HENG Co., Ltd.”	Unlicensed securities and derivatives business	02/07/2024	Facebook page Gold Online Futures - Hua Seng Heng impersonates HUA SENG HENG Co., Ltd. Website : N/A Facebook : https://www.facebook.com/profile.php?id=100087526748914, https://www.facebook.com/100087526748914/videos/450186694533263 Line : N/A Address : N/A
Facebook page “HGF Gold futures ฮั่วเซ่งเฮง โกลด์ฟิวเจอร์” impersonates “HUA SENG HENG Co., Ltd.”	Unlicensed securities and derivatives business	02/07/2024	Facebook page HGF Gold futures ฮั่วเซ่งเฮง โกลด์ฟิวเจอร์ impersonates HUA SENG HENG Co., Ltd. Website : N/A Facebook : https://www.facebook.com/profile.php?id=100086097893913, https://www.facebook.com/100086097893913/videos/3772763379637391 Line : N/A Address : N/A
Facebook page “HGF Trade gold Thailand” impersonates “HUA SENG HENG Co., Ltd.”	Unlicensed securities and derivatives business	02/07/2024	Facebook page HGF Trade gold Thailand impersonates HUA SENG HENG Co., Ltd. Website : N/A Facebook : https://www.facebook.com/profile.php?id=100086274615751, https://www.facebook.com/100086274615751/videos/818113873360756 Line : N/A Address : N/A
Facebook page “HSH Gold Stock Exchange” impersonates “HUA SENG HENG Co., Ltd.”	Unlicensed securities and derivatives business	02/07/2024	Facebook page HSH Gold Stock Exchange impersonates HUA SENG HENG Co., Ltd. Website : N/A Facebook : https://www.facebook.com/profile.php?id=100086550002707, https://www.facebook.com/photo?fbid=454573484104315&set=a.452923750935955 Line : N/A Address : N/A
Facebook page “HSH GoldFutures” impersonates “HUA SENG HENG Co., Ltd.”	Unlicensed securities and derivatives business	02/07/2024	Facebook page HSH GoldFutures impersonates HUA SENG HENG Co., Ltd. Website : N/A Facebook : https://www.facebook.com/profile.php?id=61561131676884, https://www.facebook.com/61561131676884/videos/1910900516028483 Line : N/A Address : N/A
Facebook page “Hua Seng Heng Gold Futures” impersonates “HUA SENG HENG Co., Ltd.”	Unlicensed securities and derivatives business	02/07/2024	Facebook page Hua Seng Heng Gold Futures impersonates HUA SENG HENG Co., Ltd. Website : N/A Facebook : https://www.facebook.com/profile.php?id=100089360183954, https://www.facebook.com/photo/?fbid=447643078224361&set=a.447641598224509 Line : N/A Address : N/A
เว็บไซต์ อ้างชื่อ SCB X	Unlicensed securities and derivatives business	02/07/2024	เว็บไซต์ อ้างชื่อ SCB X Website : https://innovestxoption.com/ Facebook : N/A Line : N/A Address : N/A
Facebook Page ชื่อ Gold Dividend Fund	Unlicensed securities and derivatives business	01/07/2024	Facebook Page ชื่อ Gold Dividend Fund Website : N/A Facebook : https://www.facebook.com/profile.php?id=61561774496388, https://www.facebook.com/ads/library/?active_status=all&ad_type=all&country=ALL&view_all_page_id=388712184316185&search_type=page&media_type=all Line : N/A Address : N/A
Facebook page “Aurora Gold Trading.” impersonates “Aurora Design Plc.”	Unlicensed securities and derivatives business	01/07/2024	Facebook page Aurora Gold Trading. impersonates Aurora Design Plc. Website : N/A Facebook : https://www.facebook.com/profile.php?id=100089609545948, https://www.facebook.com/photo/?fbid=433611326302515&set=a.430997673230547 Line : N/A Address : N/A

Click here to display all results