สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์

Printed on 30 March 2020 01:50

In response to a number of tips and complaints about fraudulent solicitation of unauthorized securities and derivative business by which many of investors has been victimized, the SEC wishes to notify that legitimate businesses are required to receive license to undertake securities business or registered as securities business under the Securities and Exchange Act of 1992 and derivatives business under the Derivatives Act of 2003. List of licensed business can be found at License check

If you have enquiries about investment in securities and derivatives products or related services, please feel free to contact the SEC at 0 2263 6000 or complain@sec.or.th. In case of investment that likely to be a fraud or embezzlement with characteristics similar to Ponzi scheme and loan shark, investors may contact or report to Financial Crime Call Center 1359, Ministry of Finance.

To provide investors with information useful for making prudent decision before using investment services, the SEC has prepared a list of unlicensed or unregistered business from the traces and complaints received from investors and will keep the list update. In some cases, the name of unlicensed business may bear resemblance or possess similarity to one another; however, they may be or may be not related.

Investor Alert

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Investor Alert ( 157 record(s) found)
NameType of actionDisclosure DateLink
SolarStake Token (SLRS)Unapproved public offering of digital token
Unapproved public offering of newly issued shares
26/03/2020
CNAT CAPITAL THAILAND CO.,LTDUnapproved public offering of newly issued shares27/02/2020
AEC point, AECrichs, AEC saving, Bit Wazario (BWO) และ Bit Wazario Cash (BWC)Unapproved public offering of digital token18/02/2020
CTE TokenUnapproved public offering of digital token18/02/2020
CXAUnapproved public offering of digital token18/02/2020
EXWUnapproved public offering of digital token18/02/2020
Free Promotional Token (FPT) และ Orientum Plus (ORTP)Unapproved public offering of digital token18/02/2020
REALASSET (RACOIN)Unapproved public offering of digital token18/02/2020
Xenium (XENM)Unapproved public offering of digital token18/02/2020
Argyll TechnologiesUnlicensed securities and derivatives business
Unlicensed digital asset business
27/01/2020

Last updated on 29 March 2020