สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์

Printed on 19 September 2019 17:35

In response to a number of tips and complaints about fraudulent solicitation of unauthorized securities and derivative business by which many of investors has been victimized, the SEC wishes to notify that legitimate businesses are required to receive license to undertake securities business or registered as securities business under the Securities and Exchange Act of 1992 and derivatives business under the Derivatives Act of 2003. List of licensed business can be found at License check

If you have enquiries about investment in securities and derivatives products or related services, please feel free to contact the SEC at 0 2263 6000 or complain@sec.or.th. In case of investment that likely to be a fraud or embezzlement with characteristics similar to Ponzi scheme and loan shark, investors may contact or report to Financial Crime Call Center 1359, Ministry of Finance.



To provide investors with information useful for making prudent decision before using investment services, the SEC has prepared a list of unlicensed or unregistered business from the traces and complaints received from investors and will keep the list update. In some cases, the name of unlicensed business may bear resemblance or possess similarity to one another; however, they may be or may be not related.

Investor Alert

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Investor Alert ( 133 record(s) found)
NameType of actionDisclosure DateLink
BB SheldonUnlicensed digital asset business09/08/2019
EXP AssetUnlicensed digital asset business09/08/2019
F2 Trading CorpUnlicensed digital asset business09/08/2019
Gains SystemUnlicensed digital asset business09/08/2019
iFx : InclusiveFX & InclusiveCryptosUnlicensed digital asset business09/08/2019
MoniFinexUnlicensed digital asset business09/08/2019
XTRADECHAINUnlicensed digital asset business09/08/2019
Tian Tian Ventures หรือ Tian Tian Inc หรือ Tian Tian Go หรือ TTGO หรือ TTVUnapproved public offering of newly issued shares27/06/2019
Tradenance Incorporation LimitedUnlicensed digital asset business21/06/2019
FX Trading Corporation Website: www.fxtradingcorp.com, www.fxtradingcorpth.com, FB: FX Trading Corporation ThailandUnlicensed digital asset business31/05/2019

Last updated on 18 September 2019