สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์

Printed on 23 October 2020 09:53

In response to a number of tips and complaints about fraudulent solicitation of unauthorized securities and derivative business by which many of investors has been victimized, the SEC wishes to notify that legitimate businesses are required to receive license to undertake securities business or registered as securities business under the Securities and Exchange Act of 1992 and derivatives business under the Derivatives Act of 2003. List of licensed business can be found at License check

If you have enquiries about investment in securities and derivatives products or related services, please feel free to contact the SEC at 0 2263 6000 or complain@sec.or.th. In case of investment that likely to be a fraud or embezzlement with characteristics similar to Ponzi scheme and loan shark, investors may contact or report to Financial Crime Call Center 1359, Ministry of Finance.

To provide investors with information useful for making prudent decision before using investment services, the SEC has prepared a list of unlicensed or unregistered business from the traces and complaints received from investors and will keep the list update. In some cases, the name of unlicensed business may bear resemblance or possess similarity to one another; however, they may be or may be not related.

Investor Alert

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Investor Alert ( 168 record(s) found)
NameType of actionDisclosure DateLink
Holborn AssetsUnlicensed securities and derivatives business16/10/2020
Longtun style JimUnlicensed securities and derivatives business15/10/2020
MONEY HEROUnlicensed securities and derivatives business30/09/2020
Thun LokUnlicensed securities and derivatives business25/09/2020
Smart Trader by Coach ตั้มUnlicensed securities and derivatives business01/09/2020
OinvestUnlicensed securities and derivatives business17/08/2020
eToroUnlicensed securities and derivatives business
Unlicensed digital asset business
21/07/2020
กองทุน Global Wealth Fund (GWF)Unapproved public offering of newly issued shares07/07/2020
 Unapproved public offering of digital token02/06/2020
 Unlicensed securities and derivatives business20/05/2020

Last updated on 22 October 2020