Investor Alert

In response to a number of tips and complaints about fraudulent solicitation of unauthorized securities and derivative business by which many of investors has been victimized, the SEC wishes to notify that legitimate businesses are required to receive license to undertake securities business or registered as securities business under the Securities and Exchange Act of 1992 and derivatives business under the Derivatives Act of 2003. List of licensed business can be found at License check

If you have enquiries about investment in securities and derivatives products or related services, please feel free to contact the SEC at 0 2263 6000 or complain@sec.or.th. In case of investment that likely to be a fraud or embezzlement with characteristics similar to Ponzi scheme and loan shark, investors may contact or report to Financial Crime Call Center 1359, Ministry of Finance.

To provide investors with information useful for making prudent decision before using investment services, the SEC has prepared a list of unlicensed or unregistered business from the traces and complaints received from investors and will keep the list update. In some cases, the name of unlicensed business may bear resemblance or possess similarity to one another; however, they may be or may be not related.

Investor Alert

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Name

Disclosure Date

Investor Alert ( 87 record(s) found)

Name	Type of action	Disclosure Date	Link
หุ้นต้นน้ำ	Unlicensed securities and derivatives business	14/02/2019	หุ้นต้นน้ำ Website : N/A Facebook : หุ้นต้นน้ำ Line : N/A Address : N/A
Family Investor - ครอบครัวนักลงทุน	Unlicensed securities and derivatives business	03/01/2019	Family Investor - ครอบครัวนักลงทุน Website : N/A Facebook : Family Investor - ครอบครัวนักลงทุน Line : N/A Address : N/A
จับหุ้น	Unlicensed securities and derivatives business	03/01/2019	จับหุ้น Website : N/A Facebook : จับหุ้น Line : N/A Address : N/A
Primus Markets INTL Limited AND	Unlicensed securities and derivatives business	19/11/2018	Primus Markets INTL Limited AND Website : www.fxprimus.com Facebook : N/A Line : N/A Address : Primus Markets INTL Limited ประเทศ Republic of Vanuatu และ Primus Global Ltd ประเทศ Cyprus
พิมพ์ นารา (Pimnara Poonsawat) หรือ Befaii Suwinya	Unlicensed securities and derivatives business	31/10/2018	พิมพ์ นารา (Pimnara Poonsawat) หรือ Befaii Suwinya Website : N/A Facebook : พิมพ์ นารา (Pimnara Poonsawat) หรือ Befaii Suwinya Line : N/A Address : N/A
KRUNGTHON THAVEESAP CO.,LTD.	Unlicensed securities and derivatives business	22/10/2018	KRUNGTHON THAVEESAP CO.,LTD. Website : N/A Facebook : N/A Line : N/A Address : N/A
IQOPTION LTD และ IQOPTION PAYMENT LTD	Unlicensed securities and derivatives business	09/10/2018	IQOPTION LTD และ IQOPTION PAYMENT LTD Website : www.iqoption.com Facebook : N/A Line : N/A Address : IQOPTION LTD/St. Vincent and Grenadines IQOPTION PAYMENT LTD/Cyprus
Investment Global Management	Unlicensed securities and derivatives business	01/10/2018	Investment Global Management Website : http://investglobalmanagement.com/ Facebook : Invest Global Line : N/A Address : N/A
มังกรหุ้น	Unlicensed securities and derivatives business	31/08/2018	มังกรหุ้น Website : N/A Facebook : มังกรหุ้น Line : N/A Address : N/A
Saxo Capital Markets Pte Ltd	Unlicensed securities and derivatives business	02/07/2018	Saxo Capital Markets Pte Ltd Website : N/A Facebook : N/A Line : N/A Address : N/A

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