สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์

Printed on 03 October 2022 12:34

In response to a number of tips and complaints about fraudulent solicitation of unauthorized securities and derivative business by which many of investors has been victimized, the SEC wishes to notify that legitimate businesses are required to receive license to undertake securities business or registered as securities business under the Securities and Exchange Act of 1992 and derivatives business under the Derivatives Act of 2003. List of licensed business can be found at License check

If you have enquiries about investment in securities and derivatives products or related services, please feel free to contact the SEC at 0 2263 6000 or complain@sec.or.th. In case of investment that likely to be a fraud or embezzlement with characteristics similar to Ponzi scheme and loan shark, investors may contact or report to Financial Crime Call Center 1359, Ministry of Finance.

To provide investors with information useful for making prudent decision before using investment services, the SEC has prepared a list of unlicensed or unregistered business from the traces and complaints received from investors and will keep the list update. In some cases, the name of unlicensed business may bear resemblance or possess similarity to one another; however, they may be or may be not related.

Investor Alert

Please enter search criteria
Type of Action
Name
Disclosure Date
To
 
Investor Alert ( 395 record(s) found)
NameType of actionDisclosure DateLink
Forex4youUnlicensed securities and derivatives business23/09/2022
Ox.CashUnapproved public offering of digital token
Unlicensed digital asset business
23/09/2022
https://zpemix.com/ (assuming the appearance of licensed business operator by using the name of ZIPMEX COMPANY LIMITED.)Unlicensed digital asset business06/09/2022
Facebook page Beauty NaturalUnlicensed securities and derivatives business26/08/2022
Facebook page Anthea Kaylin Unlicensed securities and derivatives business23/08/2022
Facebook page Beatrix Unlicensed securities and derivatives business23/08/2022
Facebook page Melissa Jennings Unlicensed securities and derivatives business23/08/2022
Facebook page Phelim ada Unlicensed securities and derivatives business23/08/2022
Facebook page Trongdsa 12 74239883 Unlicensed securities and derivatives business23/08/2022
http://bitazzab.com (assuming the appearance of licensed business operator by using the name of Bitazza Company Limited)Unlicensed digital asset business10/08/2022

Last updated on 02 October 2022