สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์

Printed on 28 May 2024 21:29

In response to a number of tips and complaints about fraudulent solicitation of unauthorized securities and derivative business by which many of investors has been victimized, the SEC wishes to notify that legitimate businesses are required to receive license to undertake securities business or registered as securities business under the Securities and Exchange Act of 1992 and derivatives business under the Derivatives Act of 2003. List of licensed business can be found at License check

If you have enquiries about investment in securities and derivatives products or related services, please feel free to contact the SEC at 0 2263 6000 or complain@sec.or.th. In case of investment that likely to be a fraud or embezzlement with characteristics similar to Ponzi scheme and loan shark, investors may contact or report to Financial Crime Call Center 1359, Ministry of Finance.

To provide investors with information useful for making prudent decision before using investment services, the SEC has prepared a list of unlicensed or unregistered business from the traces and complaints received from investors and will keep the list update. In some cases, the name of unlicensed business may bear resemblance or possess similarity to one another; however, they may be or may be not related.

Investor Alert

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Investor Alert ( 1820 record(s) found)
NameType of actionDisclosure DateLink
Facebook page ชื่อ เทรดทอง ปันผลรายวันUnlicensed securities and derivatives business28/05/2024
Facebook page อ้างชื่อ HGF Day Trading Gold FuturesUnlicensed securities and derivatives business28/05/2024
Facebook page อ้างชื่อ HGF GOLD Futures onlineUnlicensed securities and derivatives business27/05/2024
Facebook page อ้างชื่อ HGF Gold Futures ฮั่วเซ่งเฮงUnlicensed securities and derivatives business27/05/2024
Facebook page อ้างชื่อ HGF Social Gold of ThailandUnlicensed securities and derivatives business27/05/2024
Facebook page อ้างชื่อ HGF Trade Gold onlineUnlicensed securities and derivatives business27/05/2024
Facebook page อ้างชื่อ HGF USD GOLD TRADEUnlicensed securities and derivatives business27/05/2024
Facebook page อ้างชื่อ Hua Seng Heng GOLD OnilneUnlicensed securities and derivatives business27/05/2024
Facebook page อ้างชื่อ Than SettakijUnlicensed securities and derivatives business27/05/2024
Line อ้างชื่อ Chanchai CharoonsaksUnlicensed securities and derivatives business24/05/2024

Last updated on 27 May 2024