สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์

Printed on 02 June 2023 20:11

In response to a number of tips and complaints about fraudulent solicitation of unauthorized securities and derivative business by which many of investors has been victimized, the SEC wishes to notify that legitimate businesses are required to receive license to undertake securities business or registered as securities business under the Securities and Exchange Act of 1992 and derivatives business under the Derivatives Act of 2003. List of licensed business can be found at License check

If you have enquiries about investment in securities and derivatives products or related services, please feel free to contact the SEC at 0 2263 6000 or complain@sec.or.th. In case of investment that likely to be a fraud or embezzlement with characteristics similar to Ponzi scheme and loan shark, investors may contact or report to Financial Crime Call Center 1359, Ministry of Finance.

To provide investors with information useful for making prudent decision before using investment services, the SEC has prepared a list of unlicensed or unregistered business from the traces and complaints received from investors and will keep the list update. In some cases, the name of unlicensed business may bear resemblance or possess similarity to one another; however, they may be or may be not related.

Investor Alert

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Investor Alert ( 537 record(s) found)
NameType of actionDisclosure DateLink
Facebook page Business InsiderUnlicensed securities and derivatives business31/05/2023
Facebook page Extra อมตะUnlicensed securities and derivatives business31/05/2023
Facebook page Marketing ThailandUnlicensed securities and derivatives business31/05/2023
Facebook page OishiZUnlicensed securities and derivatives business31/05/2023
Facebook page TopperUnlicensed securities and derivatives business31/05/2023
Facebook page WasdMUnlicensed securities and derivatives business31/05/2023
LINE Official Account pretend to "CLSA-TH 01" (assuming the appearance by using the name of CLSA Securities (Thailand) Limited)Unlicensed securities and derivatives business30/05/2023
Facebook page Mutual Fund AmataUnlicensed securities and derivatives business22/05/2023
Facebook page มิติใหม่แห่งการลงทุนUnlicensed securities and derivatives business22/05/2023
Website : https://www.lgtbank.vip (assuming the appearance by using the name of LGT SECURITIES (THAILAND) COMPANY LIMITED)Unlicensed securities and derivatives business22/05/2023

Last updated on 01 June 2023