สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์

Printed on 07 January 2025 05:46

In response to a number of tips and complaints about fraudulent solicitation of unauthorized securities and derivative business by which many of investors has been victimized, the SEC wishes to notify that legitimate businesses are required to receive license to undertake securities business or registered as securities business under the Securities and Exchange Act of 1992 and derivatives business under the Derivatives Act of 2003. List of licensed business can be found at License check

If you have enquiries about investment in securities and derivatives products or related services, please feel free to contact the SEC at 0 2263 6000 or complain@sec.or.th. In case of investment that likely to be a fraud or embezzlement with characteristics similar to Ponzi scheme and loan shark, investors may contact or report to Financial Crime Call Center 1359, Ministry of Finance.

To provide investors with information useful for making prudent decision before using investment services, the SEC has prepared a list of unlicensed or unregistered business from the traces and complaints received from investors and will keep the list update. In some cases, the name of unlicensed business may bear resemblance or possess similarity to one another; however, they may be or may be not related.

Investor Alert

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Investor Alert ( 4680 record(s) found)
NameType of actionDisclosure DateLink
Facebook page "Organic Agriculture Certified Oh Kad" impersonates "Pluk Phak Praw Rak Mae Plc."Unlicensed securities and derivatives business06/01/2025
Facebook Page "Sawakami Asset Management - Thailand" impersonates "Sawakami Asset Management (Thailand) Co., Ltd."Unlicensed securities and derivatives business06/01/2025
Facebook page "Sawakami. 67" impersonates "Sawakami Asset Management (Thailand) Co., Ltd."Unlicensed securities and derivatives business06/01/2025
Facebook page "ตลาดหุ้น เพื่อสุขภาพ" impersonates "Pluk Phak Praw Rak Mae Plc."Unlicensed securities and derivatives business06/01/2025
Facebook page "บมจ.โอ้กะจู๋ จำกัด-มหาชน" impersonates "Pluk Phak Praw Rak Mae Plc."Unlicensed securities and derivatives business06/01/2025
Facebook page "บริษัท เอเซียพลัสกรุ๊ป" impersonates "Asia Plus Group Holdings Plc."Unlicensed securities and derivatives business06/01/2025
Facebook page "ปลูกผักเพราะรักแม่ จำกำ-มหาชน" impersonates "Pluk Phak Praw Rak Mae Plc."Unlicensed securities and derivatives business06/01/2025
Facebook page "ฟาร์มผัก ออแกนิคโอ้กะจู๋" impersonates "Pluk Phak Praw Rak Mae Plc."Unlicensed securities and derivatives business06/01/2025
Facebook page "โอ้กะจู้ สลัดผักพันล้าน" impersonates "Pluk Phak Praw Rak Mae Plc."Unlicensed securities and derivatives business06/01/2025
Line อ้างชื่อ etoroUnlicensed securities and derivatives business
Unlicensed digital asset business
06/01/2025

Last updated on 06 January 2025