Investor Alert

In response to a number of tips and complaints about fraudulent solicitation of unauthorized securities and derivative business by which many of investors has been victimized, the SEC wishes to notify that legitimate businesses are required to receive license to undertake securities business or registered as securities business under the Securities and Exchange Act of 1992 and derivatives business under the Derivatives Act of 2003. List of licensed business can be found at License check

If you have enquiries about investment in securities and derivatives products or related services, please feel free to contact the SEC at 0 2263 6000 or complain@sec.or.th. In case of investment that likely to be a fraud or embezzlement with characteristics similar to Ponzi scheme and loan shark, investors may contact or report to Financial Crime Call Center 1359, Ministry of Finance.

To provide investors with information useful for making prudent decision before using investment services, the SEC has prepared a list of unlicensed or unregistered business from the traces and complaints received from investors and will keep the list update. In some cases, the name of unlicensed business may bear resemblance or possess similarity to one another; however, they may be or may be not related.

Investor Alert

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Type of Action

Name

Disclosure Date

Investor Alert ( 158 record(s) found)

Name	Type of action	Disclosure Date	Link
Smart Income	Unlicensed securities and derivatives business	21/07/2021	Smart Income Website : https://smart-income.net Facebook : N/A Line : N/A Address : N/A
BitX	Unlicensed digital asset business	20/04/2021	BitX Website : www.bitx.cards Facebook : www.facebook.com/BitX2264 Line : N/A Address : N/A
SANAM THUN	Unlicensed securities and derivatives business	05/04/2021	SANAM THUN Website : https://sanamthun.com Facebook : N/A Line : N/A Address : Kington, England, HR5 3DJ
	Unlicensed securities and derivatives business	05/04/2021	Website : N/A Facebook : N/A Line : LINE Open Chat กลุ่ม เม้าส์ มอยเรื่องหุ้น Address : N/A
	Unlicensed securities and derivatives business	17/03/2021	Website : N/A Facebook : N/A Line : N/A Address : N/A
	Unlicensed securities and derivatives business	12/03/2021	Website : N/A Facebook : N/A Line : N/A Address : N/A
Orange Global Invest Company	Unlicensed securities and derivatives business	23/02/2021	Orange Global Invest Company Website : N/A Facebook : N/A Line : N/A Address : N/A
GOFX Thailand	Unlicensed securities and derivatives business	08/12/2020	GOFX Thailand Website : www.gofx.com Facebook : N/A Line : N/A Address : N/A
Watson Vaughan and Associates	Unlicensed securities and derivatives business	27/11/2020	Watson Vaughan and Associates Website : www.watsonvaughan.com Facebook : N/A Line : N/A Address : 66 Q House Asoke building, Sukhuvit 21 , North Klongtoey , Wattaba , Bangkok 10110
Holborn Assets	Unlicensed securities and derivatives business	16/10/2020	Holborn Assets Website : https://holbornassets.com Facebook : N/A Line : N/A Address : Suite 109, 20th Floor, UBC II Building 591 Sukhumvit Road, North Klongton, Wattana, Bangkok

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