Investor Alert

In response to a number of tips and complaints about fraudulent solicitation of unauthorized securities and derivative business by which many of investors has been victimized, the SEC wishes to notify that legitimate businesses are required to receive license to undertake securities business or registered as securities business under the Securities and Exchange Act of 1992 and derivatives business under the Derivatives Act of 2003. List of licensed business can be found at License check

If you have enquiries about investment in securities and derivatives products or related services, please feel free to contact the SEC at 0 2263 6000 or complain@sec.or.th. In case of investment that likely to be a fraud or embezzlement with characteristics similar to Ponzi scheme and loan shark, investors may contact or report to Financial Crime Call Center 1359, Ministry of Finance.

To provide investors with information useful for making prudent decision before using investment services, the SEC has prepared a list of unlicensed or unregistered business from the traces and complaints received from investors and will keep the list update. In some cases, the name of unlicensed business may bear resemblance or possess similarity to one another; however, they may be or may be not related.

Investor Alert

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Investor Alert ( 2324 record(s) found)

Name	Type of action	Disclosure Date	Link
Facebook Page ชื่อ Income generating information	Unlicensed securities and derivatives business	26/07/2024	Facebook Page ชื่อ Income generating information Website : N/A Facebook : https://www.facebook.com/profile.php?id=100085995087308, https://www.facebook.com/ads/library/?active_status=all&ad_type=all&country=ALL&view_all_page_id=105148982366464&search_type=page&media_type=all Line : N/A Address : N/A
Facebook Page ชื่อ Stable Fund	Unlicensed securities and derivatives business	26/07/2024	Facebook Page ชื่อ Stable Fund Website : N/A Facebook : https://www.facebook.com/profile.php?id=100086560832307, https://www.facebook.com/ads/library/?id=1507885496814956 Line : N/A Address : N/A
Facebook Page ชื่อ Trade gold-stocks online.	Unlicensed securities and derivatives business	26/07/2024	Facebook Page ชื่อ Trade gold-stocks online. Website : N/A Facebook : https://www.facebook.com/profile.php?id=100063491794914, https://www.facebook.com/photo/?fbid=1044646157661768&set=a.539644208161968 Line : N/A Address : N/A
Facebook page “ซื้อหุ้นไทยมือใหม่” impersonates “Osotspa Plc.”	Unlicensed securities and derivatives business	26/07/2024	Facebook page ซื้อหุ้นไทยมือใหม่ impersonates Osotspa Plc. Website : N/A Facebook : https://www.facebook.com/profile.php?id=100094248424559, https://www.facebook.com/ads/library/?id=1214428096149227 Line : N/A Address : N/A
Facebook page “Globlex Securities.” impersonates “Globlex Securities Co.,Ltd”	Unlicensed securities and derivatives business	26/07/2024	Facebook page Globlex Securities. impersonates Globlex Securities Co.,Ltd Website : N/A Facebook : https://www.facebook.com/NovyZacatekneboKonec, https://www.facebook.com/ads/library/?active_status=all&ad_type=all&country=ALL&view_all_page_id=1181339758567751&search_type=page&media_type=all Line : N/A Address : N/A
Facebook page “Gold Trade Trading.” impersonates “HUA SENG HENG Co., Ltd.”	Unlicensed securities and derivatives business	26/07/2024	Facebook page Gold Trade Trading. impersonates HUA SENG HENG Co., Ltd. Website : N/A Facebook : https://www.facebook.com/profile.php?id=100087576387340, https://www.facebook.com/photo?fbid=455247734071102&set=a.453722880890254 Line : N/A Address : N/A
Facebook page “GOLD USD HGF Online” impersonates “HUA SENG HENG Co., Ltd.”	Unlicensed securities and derivatives business	26/07/2024	Facebook page GOLD USD HGF Online impersonates HUA SENG HENG Co., Ltd. Website : N/A Facebook : https://www.facebook.com/profile.php?id=100087198535742, https://www.facebook.com/photo?fbid=459572910292656&set=a.455529140697033 Line : N/A Address : N/A
Facebook page “HSH GOLD Futures Thailand” impersonates “HUA SENG HENG Co., Ltd.”	Unlicensed securities and derivatives business	26/07/2024	Facebook page HSH GOLD Futures Thailand impersonates HUA SENG HENG Co., Ltd. Website : N/A Facebook : https://www.facebook.com/profile.php?id=100086285265416, https://www.facebook.com/photo/?fbid=458198370399668&set=a.458198140399691 Line : N/A Address : N/A
Facebook page “HSH Gold Stock Exchange” impersonates “HUA SENG HENG Co., Ltd.”	Unlicensed securities and derivatives business	26/07/2024	Facebook page HSH Gold Stock Exchange impersonates HUA SENG HENG Co., Ltd. Website : N/A Facebook : https://www.facebook.com/profile.php?id=61551220394263, https://www.facebook.com/photo/?fbid=122183757944040679&set=a.122183757968040679 Line : N/A Address : N/A
Facebook page “HSH Gold Stock Exchange” impersonates “HUA SENG HENG Co., Ltd.”	Unlicensed securities and derivatives business	26/07/2024	Facebook page HSH Gold Stock Exchange impersonates HUA SENG HENG Co., Ltd. Website : N/A Facebook : https://www.facebook.com/profile.php?id=61551220394263, https://www.facebook.com/photo/?fbid=122183757944040679&set=a.122183757968040679 Line : N/A Address : N/A

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