Investor Alert

In response to a number of tips and complaints about fraudulent solicitation of unauthorized securities and derivative business by which many of investors has been victimized, the SEC wishes to notify that legitimate businesses are required to receive license to undertake securities business or registered as securities business under the Securities and Exchange Act of 1992 and derivatives business under the Derivatives Act of 2003. List of licensed business can be found at License check

If you have enquiries about investment in securities and derivatives products or related services, please feel free to contact the SEC at 0 2263 6000 or complain@sec.or.th. In case of investment that likely to be a fraud or embezzlement with characteristics similar to Ponzi scheme and loan shark, investors may contact or report to Financial Crime Call Center 1359, Ministry of Finance.

To provide investors with information useful for making prudent decision before using investment services, the SEC has prepared a list of unlicensed or unregistered business from the traces and complaints received from investors and will keep the list update. In some cases, the name of unlicensed business may bear resemblance or possess similarity to one another; however, they may be or may be not related.

Investor Alert

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Name

Disclosure Date

Investor Alert ( 160 record(s) found)

Name	Type of action	Disclosure Date	Link
	Unapproved public offering of digital token	02/06/2020	Website : N/A Facebook : N/A Line : กลุ่มศึกษา GESARA, GESARA เศรษฐกิจยุคใหม่ Address : N/A
	Unlicensed securities and derivatives business	20/05/2020	Website : https://fxxjthailand.com Facebook : FB:รวยด้วยหุ้น กองทุน ออมให้ถึงล้านเหรียญ, FB:FXXJ กองทุนหุ้นจีนสร้างมั่งคั่ง, FB:Private Fund กองทุนหุ้นจีน A-Share Line : N/A Address : N/A
bull sphere	Unlicensed securities and derivatives business	02/04/2020	bull sphere Website : www.bullsphere.com Facebook : Bull Sphere Line : N/A Address : N/A
SolarStake Token (SLRS)	Unapproved public offering of digital token Unapproved public offering of newly issued shares	26/03/2020	SolarStake Token (SLRS) Website : N/A Facebook : N/A Line : N/A Address : Helios Energy Co. Ltd 179/51 Suan Prink Thai, Pathum Thani, 12000 Thailand
CNAT CAPITAL THAILAND CO.,LTD	Unapproved public offering of newly issued shares	27/02/2020	CNAT CAPITAL THAILAND CO.,LTD Website : N/A Facebook : Cnt Intertrading Thai Limited Partnership Line : N/A Address : N/A
AEC point, AECrichs, AEC saving, Bit Wazario (BWO) และ Bit Wazario Cash (BWC)	Unapproved public offering of digital token	18/02/2020	AEC point, AECrichs, AEC saving, Bit Wazario (BWO) และ Bit Wazario Cash (BWC) Website : N/A Facebook : N/A Line : N/A Address : N/A
CTE Token	Unapproved public offering of digital token	18/02/2020	CTE Token Website : N/A Facebook : N/A Line : N/A Address : N/A
CXA	Unapproved public offering of digital token	18/02/2020	CXA Website : N/A Facebook : N/A Line : N/A Address : N/A
EXW	Unapproved public offering of digital token	18/02/2020	EXW Website : N/A Facebook : N/A Line : N/A Address : N/A
Free Promotional Token (FPT) และ Orientum Plus (ORTP)	Unapproved public offering of digital token	18/02/2020	Free Promotional Token (FPT) และ Orientum Plus (ORTP) Website : N/A Facebook : N/A Line : N/A Address : N/A

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