Investor Alert

In response to a number of tips and complaints about fraudulent solicitation of unauthorized securities and derivative business by which many of investors has been victimized, the SEC wishes to notify that legitimate businesses are required to receive license to undertake securities business or registered as securities business under the Securities and Exchange Act of 1992 and derivatives business under the Derivatives Act of 2003. List of licensed business can be found at License check

If you have enquiries about investment in securities and derivatives products or related services, please feel free to contact the SEC at 0 2263 6000 or complain@sec.or.th. In case of investment that likely to be a fraud or embezzlement with characteristics similar to Ponzi scheme and loan shark, investors may contact or report to Financial Crime Call Center 1359, Ministry of Finance.

To provide investors with information useful for making prudent decision before using investment services, the SEC has prepared a list of unlicensed or unregistered business from the traces and complaints received from investors and will keep the list update. In some cases, the name of unlicensed business may bear resemblance or possess similarity to one another; however, they may be or may be not related.

Investor Alert

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Investor Alert ( 3263 record(s) found)

Name	Type of action	Disclosure Date	Link
TikTok account “etf_112” impersonates “Sawakami Asset Management (Thailand) Co., Ltd.”	Unlicensed securities and derivatives business	11/10/2024	TikTok account etf_112 impersonates Sawakami Asset Management (Thailand) Co., Ltd. Website : https://www.tiktok.com/@etf_112, https://www.tiktok.com/@etf_112/video/7421019614559161630 Facebook : N/A Line : N/A Address : N/A
TikTok account “gold_stocks_today” impersonates “HUA SENG HENG Co., Ltd.”	Unlicensed securities and derivatives business	11/10/2024	TikTok account gold_stocks_today impersonates HUA SENG HENG Co., Ltd. Website : https://www.tiktok.com/@gold_stocks_today, https://www.tiktok.com/@gold_stocks_today/video/7424029851415350535 Facebook : N/A Line : N/A Address : N/A
TikTok account “goldtrade.hsh” impersonates “HUA SENG HENG Co., Ltd.”	Unlicensed securities and derivatives business	11/10/2024	TikTok account goldtrade.hsh impersonates HUA SENG HENG Co., Ltd. Website : https://www.tiktok.com/@goldtrade.hsh, https://www.tiktok.com/@goldtrade.hsh/video/7420317224117783826?_r=1&_t=8qQGtdU53EA Facebook : N/A Line : N/A Address : N/A
TikTok account “gveihiee” impersonates “SBI Thai Online Securities Co., Ltd.”	Unlicensed securities and derivatives business	11/10/2024	TikTok account gveihiee impersonates SBI Thai Online Securities Co., Ltd. Website : https://www.tiktok.com/@gveihiee, https://www.tiktok.com/@gveihiee/video/7418196907572350226 Facebook : N/A Line : N/A Address : N/A
TikTok account “providentfundinvestment” impersonates “Sawakami Asset Management (Thailand) Co., Ltd.”	Unlicensed securities and derivatives business	11/10/2024	TikTok account providentfundinvestment impersonates Sawakami Asset Management (Thailand) Co., Ltd. Website : https://www.tiktok.com/@providentfundinvestment, https://www.tiktok.com/@providentfundinvestment/video/7423742260107365639 Facebook : N/A Line : N/A Address : N/A
TikTok account “sawakami.co.th1” impersonates “Sawakami Asset Management (Thailand) Co., Ltd.”	Unlicensed securities and derivatives business	11/10/2024	TikTok account sawakami.co.th1 impersonates Sawakami Asset Management (Thailand) Co., Ltd. Website : https://www.tiktok.com/@sawakami.co.th1, https://www.tiktok.com/@sawakami.co.th1/video/7423659560520535304 Facebook : N/A Line : N/A Address : N/A
TikTok account “sawakami.co.thailand” impersonates “Sawakami Asset Management (Thailand) Co., Ltd.”	Unlicensed securities and derivatives business	11/10/2024	TikTok account sawakami.co.thailand impersonates Sawakami Asset Management (Thailand) Co., Ltd. Website : https://www.tiktok.com/@sawakami.co.thailand, https://www.tiktok.com/@sawakami.co.thailand/video/7422573060496051474 Facebook : N/A Line : N/A Address : N/A
TikTok account “sawakami.th_thai” impersonates “Sawakami Asset Management (Thailand) Co., Ltd.”	Unlicensed securities and derivatives business	11/10/2024	TikTok account sawakami.th_thai impersonates Sawakami Asset Management (Thailand) Co., Ltd. Website : https://www.tiktok.com/@sawakami.th_thai, https://www.tiktok.com/@sawakami.th_thai/video/7422480999843482888 Facebook : N/A Line : N/A Address : N/A
TikTok account “sawakami.th_trade” impersonates “Sawakami Asset Management (Thailand) Co., Ltd.”	Unlicensed securities and derivatives business	11/10/2024	TikTok account sawakami.th_trade impersonates Sawakami Asset Management (Thailand) Co., Ltd. Website : https://www.tiktok.com/@sawakami.th_trade, https://www.tiktok.com/@sawakami.th_trade/video/7422601500418903303 Facebook : N/A Line : N/A Address : N/A
TikTok account “sawakami09_” impersonates “Sawakami Asset Management (Thailand) Co., Ltd.”	Unlicensed securities and derivatives business	11/10/2024	TikTok account sawakami09_ impersonates Sawakami Asset Management (Thailand) Co., Ltd. Website : https://www.tiktok.com/@sawakami09_, https://www.tiktok.com/@sawakami09_/video/7423340508744928530 Facebook : N/A Line : N/A Address : N/A

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