สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์

Printed on 13 December 2019 15:29

In response to a number of tips and complaints about fraudulent solicitation of unauthorized securities and derivative business by which many of investors has been victimized, the SEC wishes to notify that legitimate businesses are required to receive license to undertake securities business or registered as securities business under the Securities and Exchange Act of 1992 and derivatives business under the Derivatives Act of 2003. List of licensed business can be found at License check

If you have enquiries about investment in securities and derivatives products or related services, please feel free to contact the SEC at 0 2263 6000 or complain@sec.or.th. In case of investment that likely to be a fraud or embezzlement with characteristics similar to Ponzi scheme and loan shark, investors may contact or report to Financial Crime Call Center 1359, Ministry of Finance.



To provide investors with information useful for making prudent decision before using investment services, the SEC has prepared a list of unlicensed or unregistered business from the traces and complaints received from investors and will keep the list update. In some cases, the name of unlicensed business may bear resemblance or possess similarity to one another; however, they may be or may be not related.

Investor Alert

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Type of Action
Name
Disclosure Date
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Investor Alert ( 146 record(s) found)
NameType of actionDisclosure DateLink
GenesisTrade Trading FundUnlicensed securities and derivatives business22/11/2019
MTradingUnlicensed securities and derivatives business14/11/2019
First Select Asia LimitedUnlicensed securities and derivatives business05/11/2019
25hrbankingUnlicensed digital asset business01/11/2019
Everex AsiaUnlicensed digital asset business01/11/2019
Forex 3DUnlicensed digital asset business
Unlicensed securities and derivatives business
31/10/2019
GKFX PrimeUnlicensed securities and derivatives business31/10/2019
OKExUnlicensed digital asset business17/10/2019
Gr-ForexUnapproved public offering of newly issued shares15/10/2019
PB. Smart FarmerUnapproved public offering of newly issued shares27/09/2019

Last updated on 12 December 2019