The Securities and Exchange Commission

Printed on 22 October 2018 01:48
Equity ( 25 record(s) found)
Issuer Name/Offer NameSecurities TypeOffering TypeFiling PriceFiling Effective DateStart Offering DateEnd Offering DateFiling (Thai version only)
NORTH EAST RUBBERS PUBLIC COMPANY LIMITED / NORTH EAST RUBBERS PUBLIC COMPANY LIMITEDCommon shareIPO 19/10/201829/10/201831/10/2018
THAI ENGER HOLDING PUBLIC COMPANY LIMITED / THAI ENGER HOLDING PUBLIC COMPANY LIMITEDCommon shareIPO 09/10/201810/10/201812/10/2018
SONIC INTEERFREIGHT PUBLIC COMPANY LIMITED / SONIC INTEERFREIGHT PUBLIC COMPANY LIMITEDCommon shareIPO 04/10/201808/10/201810/10/2018
PRECISE CORPORATION PUBLIC COMPANY LIMITED / PRECISE CORPORATION PUBLIC COMPANY LIMITEDCommon shareIPO    
V.L. ENTERPRISE PUBLIC COMPANY LIMITED / By Existing ShareholdersCommon shareIPO    
V.L. ENTERPRISE PUBLIC COMPANY LIMITED / V.L. ENTERPRISE PUBLIC COMPANY LIMITEDCommon shareIPO    
S PRIME GROWTH LEASEHOLD REAL ESTATE INVESTMENT TRUST / Real Estate Investment Trust (REIT)IPO    
BOUTIQUE CORPORATION PUBLIC COMPANY LIMITED / BOUTIQUE CORPORATION PUBLIC COMPANY LIMITEDCommon shareIPO    
TQM CORPORATION PUBLIC COMPANY LIMITED / TQM CORPORATION PUBLIC COMPANY LIMITEDCommon shareIPO    
STRATEGIC HOSPITALITY EXTENDABLE FREEHOLD AND LEASEHOLD REAL ESTATE INVESTMENT TRUST / Real Estate Investment Trust (REIT)PO    
Property / Infrastructure Fund ( 0 record(s) found)
Asset Management Company NameSupervisor Company NameFund NameFund Abbr. NameUnitPar PriceApproval DateFirst Sell Start DateFirst Sell End DateRemarkFiling (Thai version only)
Data not found
Debenture [Data will be displayed only 14 days after offering date] ( 96 record(s) found)
Issuer Name/Offer NameSecurities TypeOffering TypeNameFiling ValueFiling Effective DateStart Offering DateEnd Offering DateSpecial ConditionRemarkFiling (Thai version only)
THANACHART SECURITIES PUBLIC COMPANY LIMITEDStructured Debenture - Short TermII/HNW 1,000.00 19/11/201818/11/2019  
CHAROEN POKPHAND FOODS PUBLIC COMPANY LIMITEDDebenture - Long TermII/HNWTHE DEBENTURES OF CHAROEN POKPHAND FOODS PUBLIC COMPANY LIMITED NO. 2/2018 TRANCHE 1 DUE 2020  12/11/201814/11/2018  
CHAROEN POKPHAND FOODS PUBLIC COMPANY LIMITEDDebenture - Long TermII/HNWTHE DEBENTURES OF CHAROEN POKPHAND FOODS PUBLIC COMPANY LIMITED NO. 2/2018 TRANCHE 2 DUE 2022  12/11/201814/11/2018  
CHAROEN POKPHAND FOODS PUBLIC COMPANY LIMITEDDebenture - Long TermII/HNWTHE DEBENTURES OF CHAROEN POKPHAND FOODS PUBLIC COMPANY LIMITED NO. 2/2018 TRANCHE 3 DUE 2024  12/11/201814/11/2018  
CHAROEN POKPHAND FOODS PUBLIC COMPANY LIMITEDDebenture - Long TermII/HNWTHE DEBENTURES OF CHAROEN POKPHAND FOODS PUBLIC COMPANY LIMITED NO. 2/2018 TRANCHE 4 DUE 2028  12/11/201814/11/2018  
CHAROEN POKPHAND FOODS PUBLIC COMPANY LIMITEDDebenture - Long TermII/HNWTHE DEBENTURES OF CHAROEN POKPHAND FOODS PUBLIC COMPANY LIMITED NO. 2/2018 TRANCHE 5 DUE 2030  12/11/201814/11/2018  
JWD INFOLOGISTICS PUBLIC COMPANY LIMITEDDebenture - Long TermII/HNWUNSUBORDINATED AND UNSECURED DEBENTURES OF JWD INFOLOGISTICS PUBLIC COMPANY LIMITED NO. 1/2018 Tranche 1 DUE 2020350.00 05/11/201807/11/2018  
JWD INFOLOGISTICS PUBLIC COMPANY LIMITEDDebenture - Long TermII/HNWUNSUBORDINATED AND UNSECURED DEBENTURES OF JWD INFOLOGISTICS PUBLIC COMPANY LIMITED NO. 1/2018 Tranche 2 DUE 2021550.00 05/11/201807/11/2018  
ADVANCE POWER CONVERSION COMPANY LIMITEDDebenture - Long TermII/HNWDEBENTURES OF ADVANCE POWER CONVERSION COMPANY LIMITED NO. 1/2018 DUE 2020160.00 05/11/201808/11/2018  
MUANGTHAI CAPITAL PUBLIC COMPANY LIMITEDDebenture - Long TermII/HNWDEBENTURES OF MUANGTHAI CAPITAL PUBLIC COMPANY LIMITED NO. 3/2018 TRANCHE 1 DUE 20213,000,000.00 30/10/201801/11/2018  
Mutual Fund ( 14 record(s) found)
Asset Management Company NameFund TypeFund NameFund Abbr. NameApproval DateFirst Sell Start DateFirst Sell End DateRemarkFiling (Thai version only)
ASSET PLUS FUND MANAGEMENT COMPANY LIMITEDMutual FundAsset Plus India Dynamic Equity FundASP-INDIA18/09/201819/10/201802/11/2018 
ASSET PLUS FUND MANAGEMENT COMPANY LIMITEDMutual FundAsset Plus Evolution China Equity FundASP-EVOCHINA09/10/201819/10/201802/11/2018 
BBL ASSET MANAGEMENT COMPANY LIMITEDMutual FundBualuang Fixed Income – Term Fund 1/18B-Fixterm 1/1816/10/201817/10/201822/10/2018 
BBL ASSET MANAGEMENT COMPANY LIMITEDMutual FundBualuang Fixed Income – Term Fund 2/18B-Fixterm2/1819/10/201824/10/201830/10/2018 
KASIKORN ASSET MANAGEMENT COMPANY LIMITEDMutual FundK Vietnam Equity FundK-VIETNAM12/04/201816/10/201822/10/2018 
KASIKORN ASSET MANAGEMENT COMPANY LIMITEDMutual FundK Foreign Fixed Income 6 Months FU FundKFF6MFU12/10/201816/10/201822/10/2018 
KASIKORN ASSET MANAGEMENT COMPANY LIMITEDMutual FundK Foreign Fixed Income 1 Year FH FundKFF1YFH12/10/201816/10/201822/10/2018 
KASIKORN ASSET MANAGEMENT COMPANY LIMITEDMutual FundK Foreign Fixed Income 3 Months BF FundKFF3MBF12/10/201816/10/201822/10/2018 
KRUNG THAI ASSET MANAGEMENT PUBLIC COMPANY LIMITEDMutual FundKrung Thai Fixed Income FIF 205KTFF20511/10/201817/10/201824/10/2018 
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITEDMutual FundMFC Asia Technology FundM-ATECH18/09/201824/10/201806/11/2018 
Derivative Warrant [Data will be displayed only 7 days after offering date] ( 66 record(s) found)
Issuer Name/Offer NameNameAbbr. NameUnitFiling Effective DateStart Offering DateEnd Offering DateRemarkFiling (Thai version only)
บริษัท หลักทรัพย์หยวนต้า (ประเทศไทย) จำกัดDERIVATIVE CALL WARRANTS ON CENTRAL PLAZA HOTEL PUBLIC COMPANY LIMITED ISSUED BY YUANTA SECURITIES (THAILAND) COMPANY LIMITED LAST TRADING IN APRIL 2019 # ACENT19C1904A120 25/10/201806/05/2019 
บริษัท หลักทรัพย์หยวนต้า (ประเทศไทย) จำกัดDERIVATIVE PUT WARRANTS ON CP ALL PUBLIC COMPANY LIMITED ISSUED BY YUANTA SECURITIES (THAILAND) COMPANY LIMITED LAST TRADING IN MARCH 2019 # ACPAL19P1903A120 25/10/201803/04/2019 
บริษัท หลักทรัพย์หยวนต้า (ประเทศไทย) จำกัดDERIVATIVE CALL WARRANTS ON CHAROEN POKPHAND FOODS PUBLIC COMPANY LIMITED ISSUED BY YUANTA SECURITIES (THAILAND) COMPANY LIMITED LAST TRADING IN APRIL 2019 # ACPF19C1904A120 25/10/201806/05/2019 
บริษัท หลักทรัพย์หยวนต้า (ประเทศไทย) จำกัดDERIVATIVE CALL WARRANTS ON TOTAL ACCESS COMMUNICATION PUBLIC COMPANY LIMITED ISSUED BY YUANTA SECURITIES (THAILAND) COMPANY LIMITED LAST TRADING IN APRIL 2019 # ADTAC19C1904A120 25/10/201806/05/2019 
บริษัท หลักทรัพย์หยวนต้า (ประเทศไทย) จำกัดDERIVATIVE CALL WARRANTS ON EASTERN POLYMER GROUP PUBLIC COMPANY LIMITED ISSUED BY YUANTA SECURITIES (THAILAND) COMPANY LIMITED LAST TRADING IN APRIL 2019 # AEPG19C1904A120 25/10/201806/05/2019 
บริษัท หลักทรัพย์หยวนต้า (ประเทศไทย) จำกัดDERIVATIVE CALL WARRANTS ON L.P.N. DEVELOPMENT PUBLIC COMPANY LIMITED ISSUED BY YUANTA SECURITIES (THAILAND) COMPANY LIMITED LAST TRADING IN APRIL 2019 # ALPN19C1904A120 25/10/201806/05/2019 
บริษัท หลักทรัพย์หยวนต้า (ประเทศไทย) จำกัดDERIVATIVE CALL WARRANTS ON MAJOR CINEPLEX GROUP PUBLIC COMPANY LIMITED ISSUED BY YUANTA SECURITIES (THAILAND) COMPANY LIMITED LAST TRADING IN APRIL 2019 # AMAJO19C1904A120 25/10/201806/05/2019 
บริษัท หลักทรัพย์หยวนต้า (ประเทศไทย) จำกัดDERIVATIVE CALL WARRANTS ON QUALITY HOUSES PUBLIC COMPANY LIMITED ISSUED BY YUANTA SECURITIES (THAILAND) COMPANY LIMITED LAST TRADING IN APRIL 2019 # AQH19C1904A120 25/10/201806/05/2019 
บริษัท หลักทรัพย์หยวนต้า (ประเทศไทย) จำกัดDERIVATIVE CALL WARRANTS ON SUPER ENERGY CORPORATION PUBLIC COMPANY LIMITED ISSUED BY YUANTA SECURITIES (THAILAND) COMPANY LIMITED LAST TRADING IN MARCH 2019 # ASUPE19C1903A120 25/10/201803/04/2019 
บริษัท หลักทรัพย์แมคควอรี (ประเทศไทย) จำกัดDERIVATIVE CALL WARRANTS ON KRUNG THAI BANK PUBLIC COMPANY LIMITED ISSUED BY MACQUARIE SECURITIES (THAILAND) LIMITED LAST TRADING IN MARCH 2019 # AKTB28C1903A6719/10/201822/10/201813/03/2019