| Issuer Name/Offer Name | Name | Abbr. Name | Underlying | Unit | Filing Effective Date | Start Offering Date | End Offering Date | Remark | Filing (Thai version only) |
|---|
| MAYBANK KIM ENG SECURITIES (THAILAND) PUBLIC COMPANY LIMITED | DERIVATIVE CALL WARRANTS ON LH FINANCIAL GROUP PUBLIC COMPANY LIMITED ISSUED BY MAYBANK KIM ENG SECURITIES (THAILAND) PUBLIC COMPANY LIMITED LAST TRADING IN JUNE 2018 # A | LHBA42C1806A | Stock in SET100 | 20 | 03/11/2017 | 08/11/2017 | 29/06/2018 | |  |
| SCB SECURITIES COMPANY LIMITED | DERIVATIVE CALL WARRANTS ON LH FINANCIAL GROUP PUBLIC COMPANY LIMITED ISSUED BY SCB SECURITIES COMPANY LIMITED LAST TRADING IN FEBRUARY 2018 # A | LHBA23C1802A | Stock in SET100 | 50 | 01/03/2017 | 03/03/2017 | 07/03/2018 | | |
| MAYBANK KIM ENG SECURITIES (THAILAND) PUBLIC COMPANY LIMITED | DERIVATIVE CALL WARRANTS ON LH FINANCIAL GROUP PUBLIC COMPANY LIMITED ISSUED BY MAYBANK KIM ENG SECURITIES (THAILAND) PUBLIC COMPANY LIMITED LAST TRADING IN OCTOBER 2017 # A | LHBA42C1710A | Stock in SET100 | 20 | 20/01/2017 | 25/01/2017 | 30/10/2017 | | |
| MAYBANK KIM ENG SECURITIES (THAILAND) PUBLIC COMPANY LIMITED | DERIVATIVE PUT WARRANTS ON LH FINANCIAL GROUP PUBLIC COMPANY LIMITED ISSUED BY MAYBANK KIM ENG SECURITIES (THAILAND) PUBLIC COMPANY LIMITED LAST TRADING IN OCTOBER 2017 # A | LHBA42P1710A | Stock in SET100 | 20 | 20/01/2017 | 25/01/2017 | 30/10/2017 | | |
| SCB SECURITIES COMPANY LIMITED | DERIVATIVE CALL WARRANTS ON LH FINANCIAL GROUP PUBLIC COMPANY LIMITED ISSUED BY SCB SECURITIES COMPANY LIMITED LAST TRADING IN FEBRUARY 2017 # A | LHBA23C1702A | Stock in SET100 | 50 | 19/08/2016 | 22/08/2016 | 06/03/2017 | | |
| BUALUANG SECURITIES PUBLIC COMPANY LIMITED | DERIVATIVE CALL WARRANTS ON LH FINANCIAL GROUP PUBLIC COMPANY LIMITED ISSUED BY BUALUANG SECURITIES PUBLIC COMPANY LIMITED LAST TRADING IN DECEMBER 2016 # A | LHBA01C1612A | Stock in SET100 | 31 | 08/08/2016 | 10/08/2016 | 30/12/2016 | | |
| FINANSIA SYRUS SECURITIES PUBLIC COMPANY LIMITED | DERIVATIVE CALL WARRANTS ON LH FINANCIAL GROUP PUBLIC COMPANY LIMITED ISSUED BY FINANSIA SYRUS SECURITIES PUBLIC COMPANY LIMITED LAST TRADING IN AUGUST 2017 # A | LHBA24C1708A | Stock in SET100 | 50 | 05/08/2016 | 08/08/2016 | 29/08/2017 | | |
| MAYBANK KIM ENG SECURITIES (THAILAND) PUBLIC COMPANY LIMITED | DERIVATIVE CALL WARRANTS ON LH FINANCIAL GROUP PUBLIC COMPANY LIMITED ISSUED BY MAYBANK KIM ENG SECURITIES (THAILAND) PUBLIC COMPANY LIMITED LAST TRADING IN JANUARY 2017 # A | LHBA42C1701A | Stock in SET100 | 20 | 02/08/2016 | 03/08/2016 | 30/01/2017 | | |
| MAYBANK KIM ENG SECURITIES (THAILAND) PUBLIC COMPANY LIMITED | DERIVATIVE CALL WARRANTS ON LH FINANCIAL GROUP PUBLIC COMPANY LIMITED ISSUED BY MAYBANK KIM ENG SECURITIES (THAILAND) PUBLIC COMPANY LIMITED LAST TRADING IN JANUARY 2017 # A | LHBA42C1701A | Stock in SET100 | 20 | 29/06/2016 | 30/06/2016 | 30/01/2017 | | |
| SCB SECURITIES COMPANY LIMITED | DERIVATIVE CALL WARRANTS ON LH FINANCIAL GROUP PUBLIC COMPANY LIMITED ISSUED BY SCB SECURITIES COMPANY LIMITED LAST TRADING IN FEBRUARY 2017 # A | LHBA23C1702A | Stock in SET100 | 50 | 29/03/2016 | 31/03/2016 | 06/03/2017 | | |
| BUALUANG SECURITIES PUBLIC COMPANY LIMITED | DERIVATIVE CALL WARRANTS ON LH FINANCIAL GROUP PUBLIC COMPANY LIMITED ISSUED BY BUALUANG SECURITIES PUBLIC COMPANY LIMITED LAST TRADING IN JANUARY 2016 # A | LHBA01C1601A | Stock in SET100 | 52 | 08/07/2015 | 10/07/2015 | 04/02/2016 | | |
| MAYBANK KIM ENG SECURITIES (THAILAND) PUBLIC COMPANY LIMITED | DERIVATIVE CALL WARRANTS ON LH FINANCIAL GROUP PUBLIC COMPANY LIMITED ISSUED BY MAYBANK KIM ENG SECURITIES (THAILAND) PUBLIC COMPANY LIMITED LAST TRADING IN MARCH 2016 # A | LHBA42C1603A | Stock in SET100 | 100 | 06/07/2015 | 07/07/2015 | 04/04/2016 | | |
