| Issuer Name/Offer Name | Name | Abbr. Name | Underlying | Unit | Filing Effective Date | Start Offering Date | End Offering Date | Remark | Filing (Thai version only) |
|---|
| ASIA PLUS SECURITIES COMPANY LIMITED | DERIVATIVE CALL WARRANTS ON BIG C SUPERCENTER PUBLIC COMPANY LIMITED ISSUED BY ASIA PLUS SECURITIES COMPANY LIMITED LAST TRADING IN JANUARY 2016 # A | BIGC08C1601A | Stock in SET50 | 30 | 26/06/2015 | 06/07/2015 | 04/02/2016 | |  |
| MAYBANK KIM ENG SECURITIES (THAILAND) PUBLIC COMPANY LIMITED | DERIVATIVE CALL WARRANTS ON BIG C SUPERCENTER PUBLIC COMPANY LIMITED ISSUED BY MAYBANK KIM ENG SECURITIES (THAILAND) PUBLIC COMPANY LIMITED LAST TRADING IN JULY 2016 # A | BIGC42C1607A | Stock in SET50 | 50 | 26/06/2015 | 30/06/2015 | 01/08/2016 | | |
| MAYBANK KIM ENG SECURITIES (THAILAND) PUBLIC COMPANY LIMITED | DERIVATIVE CALL WARRANTS ON BIG C SUPERCENTER PUBLIC COMPANY LIMITED ISSUED BY MAYBANK KIM ENG SECURITIES (THAILAND) PUBLIC COMPANY LIMITED LAST TRADING IN AUGUST 2015 # A | BIGC42C1508A | Stock in SET50 | 20 | 27/01/2015 | 28/01/2015 | 31/08/2015 | | |
| ASIA PLUS SECURITIES PUBLIC COMPANY LIMITED | DERIVATIVE CALL WARRANTS ON BIG C SUPERCENTER PUBLIC COMPANY LIMITED ISSUED BY ASIA PLUS SECURITIES PUBLIC COMPANY LIMITED LAST TRADING IN JULY 2015 # A | BIGC08C1507A | Stock in SET50 | 30 | 08/01/2015 | 09/01/2015 | 09/07/2015 | | |
| BUALUANG SECURITIES PUBLIC COMPANY LIMITED | DERIVATIVE CALL WARRANTS ON BIG C SUPERCENTER PUBLIC COMPANY LIMITED ISSUED BY BUALUANG SECURITIES PUBLIC COMPANY LIMITED LAST TRADING IN JANUARY 2015 # A | BIGC01C1501A | Stock in SET50 | 42 | 31/07/2014 | 04/08/2014 | 05/02/2015 | | |
| BUALUANG SECURITIES PUBLIC COMPANY LIMITED | DERIVATIVE WARRANTS ON BIG C SUPERCENTER PUBLIC COMPANY LIMITED BY BUALUANG SECURITIES PUBLIC COMPANY LIMITED | | Common Stock | | 22/08/2013 | 26/08/2013 | 30/01/2014 | | |
| THANACHART SECURITIES PUBLIC COMPANY LIMITED | DERIVATIVE WARRANTS ON BIG C SUPERCENTER PUBLIC COMPANY LIMITED BY THANACHART SECURITIES PUBLIC COMPANY LIMITED | | Common Stock | | 04/06/2013 | 10/06/2013 | 14/03/2014 | | |
| MACQUARIE SECURITIES (THAILAND) LIMITED | DERIVATIVE WARRANTS ON BIG C SUPERCENTER PUBLIC COMPANY LIMITED BY MACQUARIE SECURITIES (THAILAND) LIMITED | | Common Stock | | 11/05/2013 | 15/05/2013 | 02/12/2013 | | |
| BUALUANG SECURITIES PUBLIC COMPANY LIMITED | DERIVATIVE WARRANTS ON BIG C SUPERCENTER PUBLIC COMPANY LIMITED BY BUALUANG SECURITIES PUBLIC COMPANY LIMITED | | Common Stock | | 01/02/2013 | 06/02/2013 | 28/08/2013 | | |
| ASIA PLUS SECURITIES PUBLIC COMPANY LIMITED | DERIVATIVE WARRANTS ON BIG C SUPERCENTER PUBLIC COMPANY LIMITED BY ASIA PLUS SECURITIES PUBLIC COMPANY LIMITED | | Common Stock | | 29/12/2012 | 08/01/2013 | 09/09/2013 | | |
| KGI SECURITIES (THAILAND) PUBLIC COMPANY LIMITED | DERIVATIVE WARRANTS ON BIG C SUPERCENTER PUBLIC COMPANY LIMITED BY KGI SECURITIES (THAILAND) PUBLIC COMPANY LIMITED | | Common Stock | | 23/11/2012 | 28/11/2012 | 03/07/2013 | | |
| THANACHART SECURITIES PUBLIC COMPANY LIMITED | DERIVATIVE WARRANTS ON BIG C SUPERCENTER PUBLIC COMPANY LIMITED BY THANACHART SECURITIES PUBLIC COMPANY LIMITED | | Common Stock | | 20/11/2012 | 26/11/2012 | 28/06/2013 | | |
| MAYBANK KIM ENG SECURITIES (THAILAND) PUBLIC COMPANY LIMITED | DERIVATIVE WARRANTS ON BIG C SUPERCENTER PUBLIC COMPANY LIMITED BY MAYBANK KIM ENG SECURITIES (THAILAND) PUBLIC COMPANY LIMITED | | Common Stock | | 17/11/2012 | 22/11/2012 | 24/06/2013 | | |
| MACQUARIE SECURITIES (THAILAND) LIMITED | DERIVATIVE WARRANTS ON BIG C SUPERCENTER PUBLIC COMPANY LIMITED BY MACQUARIE SECURITIES (THAILAND) LIMITED | | Common Stock | | 29/10/2012 | 01/11/2012 | 03/06/2013 | | |
| BUALUANG SECURITIES PUBLIC COMPANY LIMITED | DERIVATIVE WARRANTS ON BIG C SUPERCENTER PUBLIC COMPANY LIMITED BY BUALUANG SECURITIES PUBLIC COMPANY LIMITED | | Common Stock | | 10/10/2012 | 16/10/2012 | 20/02/2013 | | |
| KT ZMICO SECURITIES COMPANY LIMITED | DERIVATIVE WARRANTS ON BIG C SUPERCENTER PUBLIC COMPANY LIMITED BY KT ZMICO SECURITIES COMPANY LIMITED | | Common Stock | | 06/09/2012 | 24/09/2012 | 15/03/2013 | | |
| BUALUANG SECURITIES PUBLIC COMPANY LIMITED | DERIVATIVE WARRANTS ON BIG C SUPERCENTER PUBLIC COMPANY LIMITED BY BUALUANG SECURITIES PUBLIC COMPANY LIMITED | | Common Stock | | 24/08/2012 | 29/08/2012 | 20/02/2013 | | |
| ASIA PLUS SECURITIES PUBLIC COMPANY LIMITED | DERIVATIVE WARRANTS ON BIG C SUPERCENTER PUBLIC COMPANY LIMITED BY ASIA PLUS SECURITIES PUBLIC COMPANY LIMITED | | Common Stock | | 15/08/2012 | 20/08/2012 | 14/01/2013 | | |
| MAYBANK KIM ENG SECURITIES (THAILAND) PUBLIC COMPANY LIMITED | DERIVATIVE WARRANTS ON BIG C SUPERCENTER PUBLIC COMPANY LIMITED BY MAYBANK KIM ENG SECURITIES (THAILAND) PUBLIC COMPANY LIMITED | | Common Stock | | 17/07/2012 | 20/07/2012 | 11/03/2013 | | |
| KGI SECURITIES (THAILAND) PUBLIC COMPANY LIMITED | DERIVATIVE WARRANTS ON BIG C SUPERCENTER PUBLIC COMPANY LIMITED BY KGI SECURITIES (THAILAND) PUBLIC COMPANY LIMITED | | Common Stock | | 12/07/2012 | 17/07/2012 | 18/12/2012 | | |
| BUALUANG SECURITIES PUBLIC COMPANY LIMITED | DERIVATIVE WARRANTS ON BIG C SUPERCENTER PUBLIC COMPANY LIMITED BY BUALUANG SECURITIES PUBLIC COMPANY LIMITED | | Common Stock | | 02/03/2012 | 19/03/2012 | 03/09/2012 | | |
| MAYBANK KIM ENG SECURITIES (THAILAND) PUBLIC COMPANY LIMITED | DERIVATIVE WARRANTS ON BIG C SUPERCENTER PUBLIC COMPANY LIMITED BY MAYBANK KIM ENG SECURITIES (THAILAND) PUBLIC COMPANY LIMITED | | Common Stock | | 09/03/2012 | 14/03/2012 | 27/08/2012 | | |
| ASIA PLUS SECURITIES PUBLIC COMPANY LIMITED | DERIVATIVE WARRANTS ON BIG C SUPERCENTER PUBLIC COMPANY LIMITED BY ASIA PLUS SECURITIES PUBLIC COMPANY LIMITED | | Common Stock | | 15/11/2011 | 18/11/2011 | 31/05/2012 | | |
| BUALUANG SECURITIES PUBLIC COMPANY LIMITED | DERIVATIVE WARRANTS ON BIG C SUPERCENTER PUBLIC COMPANY LIMITED BY BUALUANG SECURITIES PUBLIC COMPANY LIMITED | | Common Stock | | 08/09/2011 | 19/09/2011 | 02/04/2012 | | |
