Licenses ( 4 record(s) found)

No.	Report Name	As of
1	Numbers of Companies Holding Securities Business, Derivatives Business Licenses ,Trustee Business and Digital Asset Business	Quarter 4/2023
2	Approval of securities licenses, derivatives licenses trustee license and digital asset license	Quarter 4/2023
3	Activation of securities business, derivatives business trustee business and digital asset license	Quarter 4/2023
4	Number of securities companies	2023

Securities Company
The information herein is provided for the public interest. The SEC Thailand collects data from the unaudited financial statements of all Thai securities companies and derivatives broker, which may be different from the data shown in the audited financial statements that will later be disclosed to the public by such securities companies and derivatives broker. In this regard, the SEC Thailand assumes no responsibility for verification, examination or certification of completeness, accuracy and update of the collected data.
( 8 record(s) found)

No.	Report Name	As of
1	Quarterly Assets, Liabilities and Shareholders Equities of All Securities Companies and Derivatives agents (unaudited) (From 2020)	Quarter 4/2023
2	Quarterly Assets, Liabilities and Shareholders Equities of All Securities Companies and Derivatives agents (unaudited) (2017-2019)	-
3	Quarterly Assets, Liabilities and Shareholders Equities of All Securities Companies and Derivatives agents (unaudited) (2016)	-
4	Quarterly Revenues and Expenses of All Securities Companies and Derivatives agents (unaudited) (From 2020)	Quarter 4/2023
5	Quarterly Revenues and Expenses of All Securities Companies and Derivatives agents (unaudited) (2017-2019)	-
6	Quarterly Revenues and Expenses of All Securities Companies and Derivatives agents (unaudited) (2016)	-
7	Total Margin Loan	Quarter 4/2023
8	Net Settlement Transactions	Quarter 4/2023

Professional ( 2 record(s) found)

No.	Report Name	Data File	As of	Data Definition
1	Approval of independent professionals		Quarter 1/2024
2	Number of active personnel in securities and derivatives businesses		2023